A Not-So-Sober Look at Scientific Bias
By
Guillermo Barron
University of Alberta
January
2001
Abstract
An agent who desires, ceteris paribus, to maximise her true beliefs and minimise her false beliefs will be rational if she pays due attention to the question of bias when appraising the testimony of others, since bias may cause a testifier to say things which are not true. But how much is “due”? According to the genetic fallacy, it does not follow deductively that testimony is false because it is biased. However, Alvin Goldman and Wesley Salmon have argued that where an testifier has historically made false claims due to bias, this is good probabilistic evidence to think her future (biased) claims false as well. And Elliot Sober argues that if the cause of a belief is independent from the grounds of its truth , this is a good *probabilistic* reason to count the belief false. I contend to the contrary that genetic arguments (with very rare exceptions) do not offer even probabilistic reasons for disbelief or even agnosticism about claims supported by biased testimony, and I offer a Bayesian analysis of Sober’s arguments as well as intuitively plausible arguments to support my claim. Moreover, “independence,” as Sober defines it, is neither a necessary or sufficient condition to support inductively compelling genetic arguments.
Annette Baier, on the other hand, has suggested that recognising genetic arguments as fallacious requires us to “ignore” the origins of ideas. I show that this interpretation is also mistaken. I offer some suggestions on when and where attributions of bias will be helpful, and I rely on robust, well-confirmed, and widely-observed psychological phenomena in group psychology to suggest that suggestions of bias, even where true, will very frequently reduce, rather than increase, an agent’s epistemic success.
A Not-So-Sober Look at Scientific Bias1-
One reason why we might aspire to a value-free science is that some values - call them “biases” - will unacceptably influence the way scientists frame scientific questions, select, interpret, and reject data, devise methodologies, and formulate explanations. Since theories are always underdetermined by observation, observer bias will fill the epistemic gap and create observer-relative theories. In short, bias can taint an entire scientific enterprise with non-objectivity. Following Robert Nozick, let us call this the Contamination Thesis (1997, 34). It is now tempting to suggest that that if some theory Q is tainted by bias, that fact will count as a reason to think that Q is false. If we combine the Contamination Thesis with the further claims that (1) bias is endemic to some research tradition and (2) that this bias is the chief causal force behind theory construction, promulgation, and acceptance within that tradition, we now have a powerful conceptual tool with which to reject entire research traditions.
However, the Contamination Thesis is not sufficient to establish that a theory is false. Practical logic warns us that genetic arguments such as these are invalid and fallacious since even apparently disreputable origins can yield true claims.2 But there are several suggestions that this is not the whole story. (1) Lorraine Code points out that there is a curious asymmetry between the way we consider appeals to authority and and the way we treat genetic arguments (27). To paraphrase Code slightly, if an unbiased and credible authority utters some claim P, we typically count this as a good probabilistic reason to think that P is true. By parity of reason then, if a biased and therefore non-credible source utters Q, this ought to be a good probabilistic reason to think that Q is false. In other words, genetic arguments are (or ought to be) the epistemic mirrors of appeals to authority.3 (2) Alvin Goldman, following Wesley Salmon, also argues for parallelism between appeals to authority and genetic arguments if those arguments are based on an agent’s epistemic history. Suppose an agent makes some set of claims about subject S and the great majority of these claims prove false. If the agent makes some further claim Q about S, Goldman claims it is then simply a matter of “proper induction” to conclude that Q is false as well (152-3). (3) Elliot Sober has argued that insofar as an agent’s belief is independent of the truth of the belief, it is for that reason likely to be false. Given these considerations, it seems that a probabilistic version of the genetic argument may be acceptable where a deductive version is not.
I contend to the contrary that both the “hard” (deductive) and “soft” (probabilistic) variants of the genetic argument are flawed. Except for some exceedingly rare cases which I’ll discuss later, evidence of human bias is never a good reason to think a claim is false. I shall use Bayes’ Rule and intuitively acceptable arguments to show that Sober’s argument is mistaken and shall offer some normative suggestions about the epistemic value of genetic arguments.
Sober’s Probabilistic Genetic Argument: Sober argues that even though
deductive forms of the genetic argument are indeed invalid, this point
has been over-interpreted.4 There are, he argues,
perfectly respectable probabilistic versions of the genetic
argument.5 Sober
offers this thought experiment: [overhead 1]
Suppose I walk into my introduction to philosophy class one day with the idea that I will decide how many people are in the room by drawing a slip of paper from an urn. In the urn are a hundred such slips, each with a different number written on it. I reach in the urn, draw a slip that says ”78,” and announce that I believe that exactly 78 people are present. (206)
Since Sober’s belief is almost certainly incorrect, Sober thinks we can
construct the following genetic argument [overhead 2]:
The ”p” and double line indicate that the argument is non-deductive and that the premise confers probability p on the conclusion. Sober contends that p is high and that this is “a perfectly sensible genetic argument” in which “the conclusion is justified because of the process that led me to this belief (206, emphasis added)” even though “what caused me to reach the belief had nothing whatever to do with whether the belief is true (207, emphasis in original).” By way of contrast, if Sober’s alter ego Rebos carefully counts all the people in the class and consequently believes there are 104 people present, we have good probabilistic grounds to think that Rebos is right, because she arrived at her belief in a respectable way.(1) Sober decided that there were 78 people in the room by drawing the number 78 at random from an urn.
p ============================
It isn't true that there are 78 people in the room.
(2) P(Q|R) = P(Q) X P(R|Q)/P(R)where:
Q = There are exactly 78 people in the class.
P(Q) = The probability that (Q)
R = Sober randomly draws the number 78.
P(R) = The probability that (R). Let this equal 1/100
P (Q|R) = The probability that there are exactly 78 people people in the class conditional on the fact that Sober randomly draws the number 78.
P (R|Q) = The likelihood that Sober draws 78 conditional on the fact that there are exactly 78 people in the class. Since R and Q are independent, this must equal P (R) = 1/100
Substituting these values in (2) yields
(3) P(Q|R) = P(Q) X 1/100/1/100
which simplifies to:
(4) P(Q|R) = P(Q)
In other words, the probability of there being 78 people in the room
given that Sober drew 78 from the urn is exactly equal to the
prior probability that there are 78 people in the room. Therefore Sober’s
conclusion that there are exactly 78 people in the room is probably false
just in case we think P (Q) is small. But Sober’s argument (1) offers no
evidence whatsoever that P (Q) is small. This suggests that the argument relies
crucially on a suppressed premise: [overhead 4]
(5) Sober decided that there were 78 people in the room by drawing the number 78 at random from an urn.
[University classes rarely contain exactly 78 people.]
p ============================
It isn't true that there are 78 people in the room.
Making this suppressed premise explicit shows that it, and not Sober’s
independence thesis, is in fact doing all the evidential work. If you doubt
this, consider these two variants of Sober’s argument: [overheads 5 and 6]
(6) Sober decided that there were 78 people in the room by drawing the number 77 at random from an urn.
[University classes rarely contain exactly 78 people.]
p ============================
It isn't true that there are 78 people in the room.(7) Sober decided that there were 78 people in the room by drawing the number 78 at random from an urn.
[Universities rigidly enforce rules requiring there to be exactly 78 people in every class.]
p ============================
It is true that there are 78 people in the room.
Now let me make the disagreement between Sober and me as explicit as
possible. Sober thinks that [overhead 7]
(8) “drawing 78 at random” and believing that “there are 78 people in the class” are two independent states of affairs.While I contend that
______________________________________________
(1) is a “convincing” argument (207).
(9) “drawing 78 at random” and believing that “there are 78 people in the class” are two independent states of affairs.
_____________________________________________
(1) is a weak argument.
I want now to diagnose just why we disagree. Consider for a moment
the following matrix: [overhead 8]
|
|
| |
|
|
POINTLESS RANDOM CHOICE: Sober believes there are NOT 78 people in the room. | EMPIRICISM: Rebos believes there are 104 people in the room. |
|
|
RANDOM CHOICE: Sober believes there are 78 people in the room. | PERVERSE EMPIRICISM: Rebos believes there are NOT 104 people in the room. |
In the first column, the cause of both of Sober’s beliefs is independent of the facts. But the belief generated by Pointless Random Choice in the upper square is almost certainly true. Hence it is false to say that the independence relation cannot reliably produce true beliefs. The lower right hand corner represents beliefs formed by Perverse Empiricism. A Perverse Empiricist believes some claim Q iff she has carefully investigated Q and found compelling evidence that Q is false. Hence her beliefs are dependent on the truth, but, so to speak, inversely so. This is the only case in which a genetic argument has any force. Precisely because we know the Perverse Empiricist’s epistemic practices reliably create false beliefs, appeals to those origins count legitimately as a reason not to think her claims false. So, properly considered, the argument from authority and the genetic argument are indeed analogous. But because Perverse Empiricism is pathological, rare, and largely irrelevant to scientific study, I will henceforth disregard it.6
Sober only considers the beliefs represented by the lower left hand and upper right hand boxes. This, I suggest, is why he thinks that a belief’s plausibility is linked to its dependence. But the examples of Pointless Random Choice and Perverse Empiricism prove that dependence is neither necessary nor sufficient for true belief. We also need to recognise that Sober’s example also fails (no doubt for the sake of lucid exposition) to model real world belief formation procedures where degrees of epistemic in/dependence are far more difficult to ascertain and where prior probabilities may not be so obviously minuscule.
Goldman’s contention that one can make a persuasive inductive argument from an agent’s past false claims fares no better. Suppose Jones makes a set of false claims {A ...P} about subject S. If Jones further asserts claim Q about S, isn’t her espousal of the earlier set of false claims a good reason to think that Q is also false?7 No. If there is some direct logical or evidential link between {A ...P} and Q such that the falsity of the former is evidence for the falsity of Q, then you have good reason to think Q is false independently of Jones’s actually asserting Q.8 On the other hand, if Q is logically independent of the former discredited claims, then its probability cannot be less than its probability prior to Jones asserting it, and this follows for precisely the same reasons I adumbrated above against Sober’s example. In neither case is the shared origin of claims {A...P} and Q relevant to our evaluation of Q’s truth value.
Evidence of bias is thus never, all by itself, a reason to disbelieve any claim Q. And if the prior probability of Q is high, it may not even be reason to be agnostic about Q.9 Nonetheless, it is straightforwardly false to assert, as Annette Baier does, that arguments against genetic arguments require us to “ignore” Q’s origins as irrelevant (325). After all, in many cases, knowing that Q comes from unsavoury origins will be good reason not to increase one’s degree of assent. So a rational agent who desires to maximise her quotient of true (or justified) beliefs over false beliefs will be acting in an epistemically responsible manner if she takes credible accusations of bias seriously. I offer some modest suggestions about how seh should do this.
First, it is tempting to believe that if a scientific claim Q has a low prior probability, one can therefore infer the likely existence and influence of bias in its creation. Given this, one can next deduce the nature of that bias from the content of Q itself, and this inference can then be used to erect a genetic argument against the veracity of Q. (Lorraine Code’s dialogical epistemology apparently licences this methodology.10) This practice is, however, deeply flawed for several reasons. First, the existence of bias or error will not be revealed in the prior probability of Q itself, but in the conditional prior probability of an agent’s asserting Q given that Q is in fact true (Nozick 1993, 101). Let me explain this a bit. If, for example, one knows that Q is false, one might guess which biases might have led a researcher to espouse it. Contrariwise, if one knows that a researcher has a given set of non-scientific commitments, one might guess how those commitments would affect her work. But both of these approaches are very dodgy enterprises, since there are any number of non-scientific considerations which might have motivated a researcher, and since a researcher’s political and moral commitments do not exert a deterministic influence on her scientific claims. After all, people frequently do arrive at counterattitudinal beliefs (Goldman, 236). Now consider the case in which one knows neither that Q is false nor that bias played a role in Q’s construction. In this case, to infer the existence of bias from the content of Q and to then argue that that bias now counts against the truth of Q is surely to build epistemic castles in the air. And, as the Bayesian argument above shows, erecting probabilistic arguments against Q which are based on Q’s own low prior probability will lead to double discounting. So, to avoid these evils, claims that a researcher is biased should be based on independent evidence about the researcher’s non-scientific commitments.
Some science critics (Rose et al 1984, 8; for example) have assumed that this measure is sufficient all by itself: prove that a scientist has a given political commitment and you’ve proved that it also adversely affects her research. But whether this is so is an empirical question, and must be settled by empirical means. Alvin Goldman argues that many case studies on scientific bias are hampered by several flaws. First, studies which show that political interests are coincident with claim Q cannot, by their very nature, establish the counterfactual condition that had those political facts not obtained, the claim Q would not have been made. Such case studies therefore cannot establish the causal efficacy of politics on the development of Q. And even where they do, they are less persuasive in explaining Q’s continued acceptance. Finally, Goldman suspects, many cases studies are not undertaken on a random or representative set of scientific episodes, but are handpicked to prove the very points which science critics wish to make (37-40). Consequently, these case studies cannot be used to licence generalisations about the effect of bias across all science. Given all this, it seems that the best way to conclusively prove that bias has led a researcher astray is to show first that she did go astray, and then to show that bias was the cause. But where this can be done, one of course no longer needs a genetic argument.
Furthermore, Robert Nozick (1997) has argued that no factor is intrinsically
biasing and that whether or not a factor biases epistemic products depends
crucially on the process in which it occurs. For example, although jurors
are supposed to be unbiased, it may well be that a jury with two biased and
opposed jurors will more frequently arrive at the truth - and this, again, is an
empirical question (33-4). Donald Brown suggests that politcial bias can in some
cases increase a researcher’s credibility. If, for example, feminist
anthropologists have political interests in discovering vidcen of ancestral
matriarchies, then when feminist anthropologists such as Pam Bamberger and
Sherry Ortner fail to find any such evidence, this is particularly
persuasive in showing that matriarchies did not in fact exist (1991, 52).
All this aside, one might still think that an awareness of bias cannot help
but improve one’s critical objectivity, especiually when one cannot assign any
prior probability to Q. My final point suggests that this may be not be so. To
see why this is so, notice first that attributions of bias are frequently made
in the third person. You and I, gentle listener, have our commitments.
They have biases. We have intuitions. They have prejudices.
Notice also that accusations of bias are commonly made on the basis of some
difference between us and them. That is, if I warn you about Jones’ dualist,
anti-feminist, or reductionist bias, I typically do so in the belief that you
and I are not dualists, anti-feminists, or reductionists. So when I
ascribe bias to some third party, this accusation will frequently elicit in my
listener what social psychologists call ingroup/outgroup bias. This
well-known and pronounced bias displays three relevant features:
My intent here has not been to trivialise the role of bias nor to counsel
quietism. Rather, my modest suggestion is that accusations of bias may be
incapable of bearing all the epistemic load which they are sometimes asked to
support.
Baier, Annette C. “A Naturalist View of Persons” in Moral Prejudices: Essays on Ethics. Cambridge, Mass.: Harvard University Press, 1995.
Brown, Donald E. Human Universals. Philadelphia: Temple University Press, 1991.
Code, Lorraine. “Taking Subjectivity into Account” in Feminist Epistemologies, Linda Alcoff and Elizabeth Potter, eds. New York: Routledge, 1993. 15-48.
Dusek, Val. “Sociobiology Sanitized: The Evolutionary Psychology and Genic Selectionism Debates” in Science as Culture, 1999. URL: http://www.shef.ac.uk/~psych/rmy/dusek.html.
Goldman, Alvin I. Knowledge in a Social World. Oxford: Oxford University Press, 1999.
Harding, Sandra. “Rethinking Standpoint Epistemology” in in Feminist Epistemologies, Linda Alcoff and Elizabeth Potter, eds. New York: Routledge, 1993. 49-81.
Lemyre, L. and Smith, P.M. “Intergroup Discrimination and Self-esteem in the Minimal Group Paradigm” in The Blackwell Reader in Social Psychology. Miles Hewstone, Anthony S.R. Manstead, and Wolfgang Stroebe, eds. Malden, MA.: Blackwell, 1997. 558-575.
Nozick, Robert. The Nature of Rationality. Princeton, N.J.: Princeton University Press, 1993.
_____. “Invariance and Objectivity” in Proceedings and Addresses of the APA. 72:2. 1997. 21-48.
Rose, Steven, Leon J. Kamin, and R.,C. Lewontin. Not in Our Genes: Biology, Ideology, and Human Nature. Harmondsworth: Penguin, 1984.
Sober, Elliot. Philosophy of Biology. Boulder: Westview, 1993.
Sober, Elliot. From a Biological Point of View: Essays in Evolutionary Philosophy. Cambridge: Cambridge University Press, 1994.
Tyler, Tom R., Kramer, Roderick K., and John, Oliver P. , eds. The
Psychology of the Social Self. Mahwah, N.J.: Erlbaum, 1999.
1 I thank Wes Cooper, Paul Viminitz, and Oliver Schulte for helpful comments on earlier drafts of this paper. I am also indebted to Glenn Parsons for suggesting that Bayes’ Rule might usefully unpack this problem.
2 Copi and Burgess-Jackson, 121-2.I attach no great weight to the concept of “truth” here, nor need I claim that science ever makes any true claims. Those who are skeptical of truth can simply consider the word a bit of shorthand for whatever degree of epistemic approval they would confer on statements of the sort “there are at least three people in this room” or “there is at least one scientist who is biased.”
3 I don’t read Code as claiming that all appeals to authority and all genetic arguments are strong arguments. After all, people frequently ascribe degrees of epistemic authority based on mistaken beliefs or irrelevant criteria. I think what Code is pointing at is that at least some appeals to authority have probabilistic merit, so do to some genetic arguments.
4 Sober 1993, 206; 1994, 105. Sober’s discussion of the genetic argument in Philosophy of Biology (1993) and From a Biological Point of View (1994) are almost identical. I have used the 1993 account throughout.
5 Sober’s intended target is a subjectivist argument which denies the validity of ethical statements by attacking their evolutionary and social origins, but the form of his argument allows it to be employed much more widely.
6 Measuring devices might count as a counterexample to this generalisation, since they may reliably produce inaccurate results (too high or too low.) And some might think this a type of bias. But this will not affect my comments about human bias.
7 Even determined liars must admit to self-evident truth in order to profit by their crimes. For example, it is a standard ploy in counter-intelligence to have double agents deliver false information to one’s enemy, which the enemy will use to its own misfortune. However, in order to convince the enemy that the disinformation is in fact credible, it is necessary to also divulge some secrets which are true, important, and perhaps even harmful to one’s own interests. So it is a mistake to see the Perverse Empiricist as a sort of liar.
8 I’m not sure it is possible to exhaustively list how the falsity of {A...P} could be evidence for Q’s falsity. If Q entails the former set, then this would be sufficient.
9 For my purposes here, I define “agnostic” as having no reason to prefer one truth value over another for some claim. Formally, the agent might say she assigns a probability of 0.5 to that claim. But it probably more common that she is unwilling to be so precise. In these cases, it is sufficient for my purposes that the agent be much more willing to accept a probability close to 0.5 than she is to accept a probability of 1 or 0. Now consider the case in which exactly one of four theories [A, B, C, D] is true, and one has no reason to prefer any of them (i.e., P(A) = P(B) = P(C) = P(D)). The prior probability of not-C is therefore 0.75. Later evidence might increase one’s belief in not-C, but if this evidence turns out to be biased, one is still justified in assigning not-C a relatibely high level of probability (0.75).
10 Lorraine Code employs this form of argument against Philippe Rushton, who has argued (notoriously) that there is an interracial correlation between penis size and intelligence. Code contends that since Rushton could not have found his data “by coincidence,” he must therefore have been driven by some right-wing agenda. Code proceeds to lay out in detail what Rushton’s politics must be, and then suggests that the existence of these politics constitutes a probabilistic reason to reject Rushton’s work (28-9). This tempting conclusion, however, rests on a false dilemma, since there are any number of motivations that could have informed Rushton’s research.
11 Argyle, 173-174. Pinker, 313. Tyler et al, 2-3.
12 Paul Viminitz suggests this point. p.c. 20 September 2000.
13 Of course, given Nozick’s
comments about the contextuality of bias, this too needs to be nuanced. A group
of experts (brain surgeons, say) may be well advised - on average - to value the
opinions of their colleagues over outsiders, and it may even be epistemically
irresponsible for them to consider expert and non-expert views as equally
meritorious. Nonetheless, this heuristic will preclude or delay adoption of
outsider insights to which experts are blind. So expert outgroup bias will only
be epistemically justified if the experts are confident they have a strong
monopoly on discoveries.