UAB Gift Acceptance Policy and Guidelines for
Publicly Traded Securities

UAB accepts gifts of publicly traded securities including stocks, bonds and mutual funds. This type of gift may be transferred electronically or delivered in certificate form. It is the University's general policy for all publicly traded securities to be sold upon receipt. All gifts of stock should be accompanied by a letter from the donor stating his/her intention to give the securities to UAB.

To receive prompt credit for your gift, please contact Megann Cain, Senior Director of Development and Strategic Planning for the UAB Department of Medicine, at 205.975.7408 with the following information:

  • Your intention to make a gift to UAB
  • The estimated transfer date
  • The name of your securities firm
  • The name and contact information of your broker
  • The intended purpose of the gift

Contact Names for Making A Gift

John S. Pelliccio

Gifts of Securities and Electronic
           Transfer of Funds                   
701 20th Street South, AB 338
Birmingham, AL 35294-0103
Phone: 205.934.2172
Fax: 205.975.9746

Megann Bates Cain
Senior Director of Development and Strategic Planning
UAB Department of Medicine
1808 7th Avenue South
BDB 420
Birmingham, AL 35294-3412
Office: 205.934.7408
Mobile: 205.613.1985

    Daphne Powell         
Donor Stewardship    
701 20th Street South, AB 1270
      Birmingham, AL  35294-0112         
Phone: 205.934.1807
Fax: 934-7686

Annette Forehand
Gift Records and Donor Services
701 20th Street South, AB 1230
Birmingham, AL 35294-0112
Phone: 205.975.9012
Fax: 205.975.4756