Stocks and Appreciated Securities

UAB Gift Acceptance Policy and Guidelines for
Publicly Traded Securities

UAB accepts gifts of publicly traded securities including stocks, bonds and mutual funds. This type of gift may be transferred electronically or delivered in certificate form. It is the University's general policy for all publicly traded securities to be sold upon receipt. All gifts of stock should be accompanied by a letter from the donor stating his/her intention to give the securities to UAB.

To receive prompt credit for your gift, please contact Megann Bates Cain, Director of Development for the UAB Center for Palliative and Supportive Care, at 205.934.7408 with the following information:

  • Your intention to make a gift to UAB
  • The estimated transfer date
  • The name of your securities firm
  • The name and contact information of your broker
  • The intended purpose of the gift

 

Contact Names for Making A Gift


John S. Pelliccio

Gifts of Securities and Electronic
            Transfer of Funds                   
701 20th Street South, AB 338
Birmingham, AL 35294-0103
Phone: 205.934.2172
Fax: 205.975.9746
johnp@uab.edu


Megann Bates Cain
UAB Center for Palliative and
Supportive Care
Boshell Diabetes Building, 463
1808 7th Avenue South
Birmingham, AL 35294-0012
Office: 205.934.7408
Mobile: 205.613.1985
mbcain@uab.edu

    Daphne Powell         
Donor Stewardship    
701 20th Street South, AB 1270
      Birmingham, AL  35294-0112         
Phone: 205.934.1807
Fax: 934-7686        
daphnep@uab.edu

Annette Forehand
Gift Records and Donor Services
701 20th Street South, AB 1230
Birmingham, AL 35294-0112
Phone: 205.975.9012
Fax: 205.975.4756
forehand@uab.edu