Contacts for Compliance Questions - University Compliance Office

UAB Contacts for Compliance Questions

The following list of UAB team members may serve as a helpful resource for questions related to laws, regulations, or policies in particular topic areas. Under most circumstances, it may be appropriate to first contact your supervisor or school/department administrator to raise an issue or address a compliance concern. For information on the overarching University Compliance Program, contact the University Compliance Office at (205) 996-2006.

Compliance Topic	Sub-topic	Liaison	Email	Phone
Accreditation		Gregg Janowski	janowski@uab.edu	(205) 934-8524
Administration		School Fiscal Officer in the Dean's Office
Alabama Ethics Law/ Personal Gifts		Marilyn Thomas or Office of Counsel	mcthomas@uab.edu	(205) 934-9564 or 934-3474
Animal Research		David Cannon	dgcannon@uab.edu	(205) 934-7847
Behavioral Threats		Jamie Erwin	jerwin7@uab.edu	(205) 934-5577
Child Protection		Steve Murray	murrays@uab.edu	(205) 996-4971
Clinical Billing	Community Counseling Clinic	Sean Hall	sbhall@uab.edu	(205) 975-9392
	Dentistry	Kathleen Diveley	kdiveley@uab.edu	(205) 934-3077
	Optometry	Melendi Morton	mpmorton@uab.edu	(205) 996-6038
Clinicaltrials.gov		Denise McKenzie	dhmckenzie@uabmc.edu	(205) 934-9360
Clinical Trials Research Billing		Mark Marchant	marchant@uab.edu	(205) 975-8333
Conflict of Interest with Research	Investigator	Karen Iles	kiles@uab.edu	(205) 975-9691
Conflict of Interest with Research	Institutional	Joe Roberson	jlrober@uab.edu	(205) 996-6540
Data/Information Security		Robert Ferrill	ferrill@uab.edu	(205) 934-2400
Disability Support Services	Students	Allison B. Solomon	asolomon@uab.edu	(205) 934-4248
Disability Support Services	Employees	Sherri Moultrie	srmoult@uab.edu	(205) 975-9973
Effort Reporting		Departmental Effort Officer (DEO)
Employee Misconduct or Grievances		Earlisha Williams	esteele@uab.edu	(205) 934-4458
Equity/Diversity/ Discrimination	Students	Kasey Robinson	kaseyr@uab.edu	(205) 975-1252
Equity/Diversity/ Discrimination	Employees	Anita Clemon	aclemon@uab.edu	(205) 975-8258
Export Control		Tom Jackson or Marilyn Thomas	tej@uab.edu or mcthomas@uab.edu	(205) 996-4448 or (205) 934-9564
External Activities		School-level Reviewer in the Dean's Office
Financial Affairs/Accountability		School Fiscal Officer or VP Financial Officer
Gifts to UAB/Endowments/ Donations		Tom Brannan	tbrannan@uab.edu	(205) 975-7240
HIPAA	Data Security	HIPAA - Entity Security Coordinators
HIPAA	Patient Records	HIPAA - Entity Privacy Coordinators
Hospital Compliance		Mona Jackson	tusk@uab.edu	(205) 996-9884
HR/Employment Regulatory Compliance (FLSA/FMLA)		HR Records	hrmrecords@uab.edu	(205) 934-4408
Human Subjects Research		Adam McClintock	amcclint@uab.edu	(205) 975-3919
Insurance/Risk Management		Jeannine Bailes	insurance@uabmc.edu	(205) 934-5552
Intellectual Property		Kathy Nugent	knugent@uab.edu	(205) 934-7384
Internal Audit		Greg Lemley	glemley@uab.edu	(205) 934-4851
International Travel	Employees	Penny Whiteside	whiteside@uab.edu	(205) 975-2438
International Travel	Students	Ashley Neyer	aneyer@uab.edu	(205) 975-6611
Legal Matters		John Daniel	wdaniel@uab.edu	(205) 934-3474
Media or Press Inquiries		Jim Bakken	jimb@uab.edu	(205) 934-3887
NCAA Athletics		Corey Bray	brayc@uab.edu	(205) 975-3051
Nepotism		Earlisha Williams	esteele@uab.edu	(205) 934-4458
Open Records Requests			openrecords@uab.edu
OSHA-Related Safety	Biosafety	Donna Williamson	dsw@uab.edu	(205) 934-2487 or 934-4752
	Laboratory	Tim Key	occmed@uab.edu	(205) 934-2487
	Workplace	Rob Emmons	remmons@uab.edu	(205) 934-0063
Patient Safety	Dentistry	Kathleen Diveley	kdiveley@uab.edu	(205) 934-3077
	Optometry	Mark Swanson	mswanson@uab.edu	(205) 934-6769
	Medicine	Brian Bates	btbates@uab.edu	(205) 731-9671
Records Requests		Jim Bakken	openrecords@uab.edu	(205) 934-3884
Records Retention	Archives	Tim Pennycuff	tpenny@uab.edu	(205) 934-1896 or 934-9671
	Scientific/Research Records	Kent Keyser	ktkeyser@uab.edu	(205) 934-7757
	Student Records	Cynthia Terry	cterry@uab.edu	(205) 934-8112
	University Records	Marilyn Thomas	mcthomas@uab.edu	(205) 934-9564
Reporting Wrongful Conduct/Ethics Hotline		Teresa Bragg	teresabragg@uab.edu	(205) 934-5422
Research Misconduct		Matt Ronning	RIO@uab.edu	(205) 975-5063
Responsible Conduct of Research (RCR)		Lisa Schwiebert	lschwieb@uab.edu	(205) 934-3970
Safety of Persons on Campus	Emergency	UAB Police	UABPD-PoliceDept@mail.ad.uab.edu	(205) 934-3535
Safety of Persons on Campus	Non-emergency	Jamie Erwin	jerwin7@uab.edu	(205) 934-5577
Sponsored Programs	Grants and Contracts Administration	Melinda Cotten	mcotten@uab.edu	(205) 934-5266
	Grants and Contracts Accounting	Debbie Snider	deb@uab.edu	(205) 934-9330
	Clinical Trials Administration	Mark Marchant	marchant@uab.edu	(205) 975-8333
Student Misconduct or Grievances		Mary Wallace	marywall@uab.edu	(205) 934-4175
Student Records/FERPA		Cynthia Terry	cterry@uab.edu	(205) 934-8112
Title IX	Athletics	Katreshia Verrett	kverrett@uab.edu@uab.edu	(205) 975-6283
	Employees	Earlisha Williams	esteele@uab.edu	(205) 934-4458
	Students	Kasey Robinson	kaseyr@uab.edu	(205) 996-1340
University Contracts			uabcontracts@uab.edu	(205) 934-0387

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Birmingham, AL 35294

Main Switchboard: (205) 934-4011

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