UAB Contacts for Compliance Questions
The following list of UAB team members may serve as a helpful resource for questions related to laws, regulations, or policies in particular topic areas. Under most circumstances, it may be appropriate to first contact your supervisor or school/department administrator to raise an issue or address a compliance concern. For information on the overarching University Compliance Program, contact the Office of Compliance & Risk Assurance at (205) 996-6540.
|
Compliance Topic |
Sub-topic |
Liaison |
|
Phone |
| Accreditation | Eva Lewis | evalewis@uab.edu | (205) 975-6092 | |
| Administration | School Fiscal Officer in the Dean's Office | |||
| Alabama Ethics Law/ Personal Gifts |
Office of Counsel | (205) 934-3474 | ||
| Animal Research | David Cannon | dgcannon@uab.edu | (205) 934-7847 | |
| Behavioral Threats | Jamie Erwin | jerwin7@uab.edu | (205) 934-5577 | |
| Child Protection | Steve Murray | murrays@uab.edu | (205) 996-4971 | |
| Clinical Billing | Community Counseling Clinic | Sean Hall | sbhall@uab.edu | (205) 975-9392 |
| Dentistry | Kathleen Diveley | kdiveley@uab.edu | (205) 934-3077 | |
| Optometry | Melendi Morton | mpmorton@uab.edu | (205) 996-6038 | |
| Clinicaltrials.gov | Denise McKenzie | dhmckenzie@uabmc.edu | (205) 934-9360 | |
| Clinical Trials Research Billing |
Mark Marchant | marchant@uab.edu | (205) 975-8333 | |
| Conflict of Interest with Research | Investigator | Karen Iles | kiles@uab.edu | (205) 975-9691 |
| Institutional | Office of Compliance & Risk Assurance | compliance@uab.edu | (205) 996-6540 | |
| Data/Information Security | Robert Ferrill | ferrill@uab.edu | (205) 934-2400 | |
| Disability Support Services | Students | Allison B. Solomon | asolomon@uab.edu | (205) 934-4248 |
| Employees | Sherri Moultrie | srmoult@uab.edu | (205) 975-9973 | |
| Effort Reporting | Departmental Effort Officer (DEO) | |||
| Employee Misconduct or Grievances | Earlisha Williams | esteele@uab.edu | (205) 934-4458 | |
| Equity/Diversity/ Discrimination |
Students | Kasey Robinson | kaseyr@uab.edu | (205) 975-1252 |
| Employees | Anita Clemon | aclemon@uab.edu | (205) 975-8258 | |
| Export Control | Marilyn Thomas | exportcontrol@uab.edu | (205) 996-2735 | |
| External Activities | School-level Reviewer in the Dean's Office | |||
| Financial Affairs/Accountability | School Fiscal Officer or VP Financial Officer | |||
| Gifts to UAB/Endowments/ Donations |
Tom Brannan | tbrannan@uab.edu | (205) 975-7240 | |
| HIPAA | Data Security | HIPAA - Entity Security Coordinators | ||
| Patient Records | HIPAA - Entity Privacy Coordinators | |||
| Hospital Compliance | Mona Jackson | tusk@uab.edu | (205) 996-9884 | |
| HR/Employment Regulatory Compliance (FLSA/FMLA) | HR Records | hrmrecords@uab.edu | (205) 934-4408 | |
| Human Subjects Research | Adam McClintock | amcclint@uab.edu | (205) 975-3919 | |
| Insurance/Risk Management | Jeannine Bailes | insurance@uabmc.edu | (205) 934-5552 | |
| Intellectual Property | Kathy Nugent | knugent@uab.edu | (205) 934-7384 | |
| Internal Audit | Greg Lemley | glemley@uab.edu | (205) 934-4851 | |
| International Travel | Employees | Marilyn Thomas | mcthomas@uab.edu | (205) 996-2735 |
| Students | Ashley Neyer | aneyer@uab.edu | (205) 975-6611 | |
| Legal Matters | John Daniel | wdaniel@uab.edu | (205) 934-3474 | |
| Media or Press Inquiries | Jim Bakken | jimb@uab.edu | (205) 934-3887 | |
| NCAA Athletics | Michael Derringer | dmd@uab.edu | (205) 975-3055 | |
| Nepotism | Earlisha Williams | esteele@uab.edu | (205) 934-4458 | |
| Open Records Requests | openrecords@uab.edu | |||
| OSHA-Related Safety | Biosafety | Donna Williamson | dsw@uab.edu | (205) 934-2487 or 934-4752 |
| Laboratory | Tim Key | occmed@uab.edu | (205) 934-2487 | |
| Workplace | Rob Emmons | remmons@uab.edu | (205) 934-0063 | |
| Patient Safety | Dentistry | Kathleen Diveley | kdiveley@uab.edu | (205) 934-3077 |
| Optometry | Mark Swanson | mswanson@uab.edu | (205) 934-6769 | |
| Medicine | Brian Bates | btbates@uab.edu | (205) 731-9671 | |
| Records Requests | Jim Bakken | openrecords@uab.edu | (205) 934-3884 | |
| Records Retention | Archives | Tim Pennycuff | tpenny@uab.edu | (205) 934-1896 or 934-9671 |
| Scientific/Research Records | Kent Keyser | ktkeyser@uab.edu | (205) 934-7757 | |
| Student Records | Cynthia Terry | cterry@uab.edu | (205) 934-8112 | |
| University Records | Office of Compliance & Risk Assurance | compliance@uab.edu | (205) 996-6540 | |
| Reporting Wrongful Conduct/Ethics Hotline | Courtney Champion | cchamp@uab.edu | (205) 975-4979 | |
| Research Misconduct | Matt Ronning | RIO@uab.edu | (205) 975-5063 | |
| Responsible Conduct of Research (RCR) | Matt Ronning | RIO@uab.edu | (205) 975-5063 | |
| Safety of Persons on Campus |
Emergency | UAB Police | UABPD-PoliceDept@mail.ad.uab.edu | (205) 934-3535 |
| Non-emergency | Jamie Erwin | jerwin7@uab.edu | (205) 934-5577 | |
| Sponsored Programs | Grants and Contracts Administration | Melinda Cotten | mcotten@uab.edu | (205) 934-5266 |
| Grants and Contracts Accounting | Debbie Snider | deb@uab.edu | (205) 934-9330 | |
| Clinical Trials Administration | Mark Marchant | marchant@uab.edu | (205) 975-8333 | |
| Student Misconduct or Grievances | Mary Wallace | marywall@uab.edu | (205) 934-4175 | |
| Student Records/FERPA | Cynthia Terry | cterry@uab.edu | (205) 934-8112 | |
| Title IX | Athletics | Katreshia Verrett | kverrett@uab.edu@uab.edu | (205) 975-6283 |
| Employees | Earlisha Williams | esteele@uab.edu | (205) 934-4458 | |
| Students | Kasey Robinson | kaseyr@uab.edu | (205) 996-1340 | |
| University Contracts | uabcontracts@uab.edu | (205) 934-0387 |
