UAB Contacts for Compliance Questions
The following list of UAB team members may serve as a helpful resource for questions related to laws, regulations, or policies in particular topic areas. Under most circumstances, it may be appropriate to first contact your supervisor or school/department administrator to raise an issue or address a compliance concern. For information on the overarching University Compliance Program, contact the Office of Compliance & Risk Assurance at (205) 996-6540.
Compliance Topic |
Sub-topic |
Liaison |
|
Phone |
Accreditation | Eva Lewis | evalewis@uab.edu | (205) 975-6092 | |
Administration | School Fiscal Officer in the Dean's Office | |||
Alabama Ethics Law/ Personal Gifts |
Office of Counsel | (205) 934-3474 | ||
Animal Research | David Cannon | dgcannon@uab.edu | (205) 934-7847 | |
Behavioral Threats | Jamie Erwin | jerwin7@uab.edu | (205) 934-5577 | |
Child Protection | Steve Murray | murrays@uab.edu | (205) 996-4971 | |
Clinical Billing | Community Counseling Clinic | Sean Hall | sbhall@uab.edu | (205) 975-9392 |
Dentistry | Kathleen Diveley | kdiveley@uab.edu | (205) 934-3077 | |
Optometry | Melendi Morton | mpmorton@uab.edu | (205) 996-6038 | |
Clinicaltrials.gov | Denise McKenzie | dhmckenzie@uabmc.edu | (205) 934-9360 | |
Clinical Trials Research Billing |
Mark Marchant | marchant@uab.edu | (205) 975-8333 | |
Conflict of Interest with Research | Investigator | Karen Iles | kiles@uab.edu | (205) 975-9691 |
Institutional | Office of Compliance & Risk Assurance | compliance@uab.edu | (205) 996-6540 | |
Data/Information Security | Robert Ferrill | ferrill@uab.edu | (205) 934-2400 | |
Disability Support Services | Students | Allison B. Solomon | asolomon@uab.edu | (205) 934-4248 |
Employees | Sherri Moultrie | srmoult@uab.edu | (205) 975-9973 | |
Effort Reporting | Departmental Effort Officer (DEO) | |||
Employee Misconduct or Grievances | Earlisha Williams | esteele@uab.edu | (205) 934-4458 | |
Equity/Diversity/ Discrimination |
Students | Kasey Robinson | kaseyr@uab.edu | (205) 975-1252 |
Employees | Anita Clemon | aclemon@uab.edu | (205) 975-8258 | |
Export Control | Marilyn Thomas | exportcontrol@uab.edu | (205) 996-2735 | |
External Activities | School-level Reviewer in the Dean's Office | |||
Financial Affairs/Accountability | School Fiscal Officer or VP Financial Officer | |||
Gifts to UAB/Endowments/ Donations |
Tom Brannan | tbrannan@uab.edu | (205) 975-7240 | |
HIPAA | Data Security | HIPAA - Entity Security Coordinators | ||
Patient Records | HIPAA - Entity Privacy Coordinators | |||
Hospital Compliance | Mona Jackson | tusk@uab.edu | (205) 996-9884 | |
HR/Employment Regulatory Compliance (FLSA/FMLA) | HR Records | hrmrecords@uab.edu | (205) 934-4408 | |
Human Subjects Research | Adam McClintock | amcclint@uab.edu | (205) 975-3919 | |
Insurance/Risk Management | Jeannine Bailes | insurance@uabmc.edu | (205) 934-5552 | |
Intellectual Property | Kathy Nugent | knugent@uab.edu | (205) 934-7384 | |
Internal Audit | Greg Lemley | glemley@uab.edu | (205) 934-4851 | |
International Travel | Employees | Marilyn Thomas | mcthomas@uab.edu | (205) 996-2735 |
Students | Ashley Neyer | aneyer@uab.edu | (205) 975-6611 | |
Legal Matters | John Daniel | wdaniel@uab.edu | (205) 934-3474 | |
Media or Press Inquiries | Jim Bakken | jimb@uab.edu | (205) 934-3887 | |
NCAA Athletics | Michael Derringer | dmd@uab.edu | (205) 975-3055 | |
Nepotism | Earlisha Williams | esteele@uab.edu | (205) 934-4458 | |
Open Records Requests | openrecords@uab.edu | |||
OSHA-Related Safety | Biosafety | Donna Williamson | dsw@uab.edu | (205) 934-2487 or 934-4752 |
Laboratory | Tim Key | occmed@uab.edu | (205) 934-2487 | |
Workplace | Rob Emmons | remmons@uab.edu | (205) 934-0063 | |
Patient Safety | Dentistry | Kathleen Diveley | kdiveley@uab.edu | (205) 934-3077 |
Optometry | Mark Swanson | mswanson@uab.edu | (205) 934-6769 | |
Medicine | Brian Bates | btbates@uab.edu | (205) 731-9671 | |
Records Requests | Jim Bakken | openrecords@uab.edu | (205) 934-3884 | |
Records Retention | Archives | Tim Pennycuff | tpenny@uab.edu | (205) 934-1896 or 934-9671 |
Scientific/Research Records | Kent Keyser | ktkeyser@uab.edu | (205) 934-7757 | |
Student Records | Cynthia Terry | cterry@uab.edu | (205) 934-8112 | |
University Records | Office of Compliance & Risk Assurance | compliance@uab.edu | (205) 996-6540 | |
Reporting Wrongful Conduct/Ethics Hotline | Courtney Champion | cchamp@uab.edu | (205) 975-4979 | |
Research Misconduct | Matt Ronning | RIO@uab.edu | (205) 975-5063 | |
Responsible Conduct of Research (RCR) | Matt Ronning | RIO@uab.edu | (205) 975-5063 | |
Safety of Persons on Campus |
Emergency | UAB Police | UABPD-PoliceDept@mail.ad.uab.edu | (205) 934-3535 |
Non-emergency | Jamie Erwin | jerwin7@uab.edu | (205) 934-5577 | |
Sponsored Programs | Grants and Contracts Administration | Melinda Cotten | mcotten@uab.edu | (205) 934-5266 |
Grants and Contracts Accounting | Debbie Snider | deb@uab.edu | (205) 934-9330 | |
Clinical Trials Administration | Mark Marchant | marchant@uab.edu | (205) 975-8333 | |
Student Misconduct or Grievances | Mary Wallace | marywall@uab.edu | (205) 934-4175 | |
Student Records/FERPA | Cynthia Terry | cterry@uab.edu | (205) 934-8112 | |
Title IX | Athletics | Katreshia Verrett | kverrett@uab.edu@uab.edu | (205) 975-6283 |
Employees | Earlisha Williams | esteele@uab.edu | (205) 934-4458 | |
Students | Kasey Robinson | kaseyr@uab.edu | (205) 996-1340 | |
University Contracts | uabcontracts@uab.edu | (205) 934-0387 |