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Definition of a Principal Investigator
This policy defines the UAB employee classification/status of a UAB employee who may serve as a principal investigator on externally sponsored grants and contracts. This policy will also help OSP’s user community understand why, in certain cases, the PI of record for the funding entity may not be the PI of record for UAB. For example, on certain training or fellowship grants, UAB designates the mentor as the PI, whereas NIH designates the student as the PI.
Policy Concerning the Responsible Conduct of Research and Other Scholarly Activities
This policy underscores the ethical principles for responsible conduct by which all UAB faculty, employees, and trainees must abide in the performance, recording, and reporting of research and scholarly activities. It also sets forth the procedures to be followed in the case of suspected research misconduct, from preliminary assessment through final outcome of an investigation.
UAB Enterprise Conflict of Interest and Conflict of Commitment Policy
This policy describes the UAB Enterprise's commitment to conducting its activities in ways that promote and maintain public trust and sets forth requirements for employees and other designated individuals in identifying and managing conflicts of interest and conflict of commitment.
Export Control Policy
This policy outlines UAB's commitment to comply with all applicable laws and regulations governing exports.
Number of Submissions Limited by Sponsor
Some sponsors restrict the total number of applications submitted per institution, school, and/or discipline. When the sponsor's program guidelines stipulate a limit, an internal review process may be necessary to determine the applicant(s) or proposal(s) to represent UAB.
Procedure for Reviewing and Signing of Independent Investigator Agreements - IRB PRO156
This procedure details the responsibilities of the investigator, OIRB, IRB and the institution for reviewing and signing of independent investigator agreements.
IRB Guidebook for Investigators
This guidebook contains information on the IRB and its relevance to UAB Investigators. Specific instructions on training, the review process and approvals are included in the guidebook.
Procedure for Ensuring Qualifications of Investigators - IRB PRO103
This procedure lists the responsibilities of investigators, OIRB and IRB for ensuring that all investigators are qualified to perform their role (s) in conducting research.
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