Explore UAB

  • What is the External/Internal Activities and Financial Interests?

    UAB has revised and updated the electronic forms used to implement the new UAB Enterprise Conflict of Interest and Conflict of Commitment Policy. These forms have been combined into one, easy-to-use electronic questionnaire called the "External/Internal Activity Approval/Financial Interest Disclosure".

  • Who Needs to Disclose?

    INDIVIDUALS REQUIRED TO DISCLOSE FINANCIAL INTERESTS
    To promote objectivity in research, the principal investigator/program director and anyone responsible for the design, conduct, or reporting of research is required to disclose certain information related to financial interests and relationships.
    Design - The planning of the scientific strategy to test a research proposal.
    Conduct - The supervision or management of a study's execution. This is typically done by the principal investigator (PI) and co-investigators, but also may be performed by postdoctoral fellows and graduate students who have significant supervisory roles for junior researcher or technicians who are part of the study. For studies involving human subjects, this includes anyone who is responsible for explaining the study, risk-benefit, and/or alternatives to potential participants, is listed on the 1572 or device agreement, and/or must complete a sponsor's conflict of interest form.
    Reporting - The authorship of publications or reports to the sponsor related to the research. This includes anyone who will likely present the data at national/international meetings.
    Research - For the purposes of reporting financial conflicts of interest, the term research includes any grant/contract application processed by the Office of Sponsored Programs (OSP) and all work involving human subjects regardless of funding source.

  • How to Disclose External Activities?
    Investigators (as well as all faculty and staff over grade 20) are required to submit requests to their departments and schools prior to engaging in an activity that draws upon the knowledge, skills, or abilities they use to fulfill their institutional responsibilities for an entity outside the UAB Enterprise. Examples of these activities include:
    • external employment, including moonlighting and/or locum tenens activities;
    • consulting;
    • lecturing, presenting, or speaking;
    • establishing and/or supporting a start-up company;
    • serving as an expert witness;
    • participating in a board of directors; or
    • participating in a scientific advisory board.
    If approved by the department and school, for those individuals involved in UAB research, pertinent information about the activity will be communicated to the CIRB for inclusion in the individual's financial interests profile in IRAP. As such, there is no need to separately report approved external activities to the CIRB Office or to include the same information in a Disclosure of Financial Interests. Request for External Activity Approval submission instructions:
    • Go to https://acsapps1.ad.uab.edu/eForms/FormsDashboard/
    • Enter your blazer id and password.
    • Click on link entitled "External/Internal Activity Approval/Financial Interests Disclosure" (left side of the page).
    • Select the appropriate employment classification.
    • If you are involved in UAB research, indicate that you are an Investigator.
    • Indicate the reason for your form submission is to request external activity approval.
    • Complete the remaining form questions. Where required, please provide a thorough description. This is important to the CIRB review process, and insufficient detail will delay reviews.
    • Submit form.
  • How to Disclose Financial Interests?
  • Notice of Professional Public Service Activity
    Investigators must submit notice if they acquired more than $5000 from any one entity in the previous 12 months for their participation in the following professional public service activities:

    Professional studies, services, participation on boards of directors, or participation in manuscript review, grant/contract review, or academic program review for nonprofit/philanthropic entities, professional societies, or professional associations, that are not affiliates of or affiliated with industry or other for profit entities; and Seminars, presentations, performances, or board service for civic groups.

    Notice of Professional Public Service submission instructions:
    • Go to https://acsapps1.ad.uab.edu/eForms/FormsDashboard/
    • Enter your blazer id and password.
    • Click on link entitled "External/Internal Activity Approval/Financial Interests Disclosure" (left side of the page).
    • Select the appropriate employment classification.
    • If you are involved in UAB research, indicate that you are an Investigator.
    • Indicate the reason for your form submission is to provide notice of professional public service.
    • Complete the remaining form questions. Where required, please provide a thorough description. This is important to the CIRB review process, and insufficient detail will delay reviews.
    • Submit form.
  • How do Subrecipients Disclose?
    UAB is responsible for ensuring that all key or responsible people listed on grants/contracts have complied with the federal regulations regarding financial conflict of interests. If a subrecipient agency is unable to certify that they are complaint with the federal conflict of interest regulations, UAB is then responsible for determining if there are any conflict of interest and maintaining the training documents for the key or responsible people on that particular subrecipient's project.

    These key and responsible people will need read the Subrecipient Cover Letter and submit a Subrecipient Disclosure Form to UAB's CIRB.

    These individuals will also need to complete the training course entitled Financial Conflict of Interest Training Certification for Non UAB Personnel.