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30 Day Notification of Intent to Submit an SBIR/STTR Grant Application with a Small Business Concern (SBC)

Please provide your full name, email, and phone number.

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Please provide a valid email address.
Please provide a valid phone number using the "123-456-7890" format.

Please provide the following information regarding the SBIR/STTR grant application with SBC.

What kind of award is being applied for?*
What kind of award is being applied for?
Please select either SBIR or STTR for the type of award.

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A title must be provided.

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Please provide a web page address (URL) for the funding opportunity announcement.
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Please provide a valid email address.
Please provide a valid phone number.
Does the SBC PI hold a UAB Employment or a UAB Title?*
Does the SBC PI hold a UAB Employment or a UAB Title?
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Are there any supervisory roles/reporting lines between the SBC PI and the UAB PI?*
Are there any supervisory roles/reporting lines between the SBC PI and the UAB PI?
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Does the SBC CEO or any of the SBC managerial team hold UAB Employment or a UAB Title? If yes, please list each person below.*
Does the SBC CEO or any of the SBC managerial team hold UAB Employment or a UAB Title? If yes, please list each person below.
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Equity Information

Does the UAB PI or immediate family hold equity in the SBC applying for the award?*
Does the UAB PI or immediate family hold equity in the SBC applying for the award?
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Does any other UAB employee or employees hold equity in the SBC applying for the award? If yes, list each name and percent equity held below:*
Does any other UAB employee or employees hold equity in the SBC applying for the award? If yes, list each name and percent equity held below:
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Does UABRF have any equity in the company?*
Does UABRF have any equity in the company?
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Does the UAB PI hold a position* with the SBC applying for the award?*
Does the UAB PI hold a position* with the SBC applying for the award?
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*For example, a Scientific Officer, etc. Note that UAB does not allow the PI of the UAB subaward to hold a “C-Suite” managerial position in the SBC.

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If yes, I confirm that I have received institutional approval to participate in this activity via an External Activity Request Form.*
If yes, I confirm that I have received institutional approval to participate in this activity via an External Activity Request Form.
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Is this a Phase I or Phase II Small Business Grant Funding Opportunity?*
Is this a Phase I or Phase II Small Business Grant Funding Opportunity?
Please select a phase or Other.
Will the SBIR/STTR use UAB IP or know-how?*
Will the SBIR/STTR use UAB IP or know-how?
Please select either Yes or No.
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Does this project involve human subjects research?*
Does this project involve human subjects research?
Yes or No must be selected.
Is this project a clinical trial?*
Is this project a clinical trial?
Yes or No must be selected.
Does any UAB employee (or the spouse or dependent(s) of any UAB employee) have a financial interest in this SBC, including IP licensed via the home institution?*
Does any UAB employee (or the spouse or dependent(s) of any UAB employee) have a financial interest in this SBC, including IP licensed via the home institution?
Please select "Yes" or "No" or "I do not know" as appropriate.

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Submit the form.

Form Version: 2026.07.24.001